A Critique of Sociobiology as a 'Rational Superstition'
by Steve Mizrach
Prelude: The sociobiological "paradigm" and its consequences
One of the biggest controversies in the interaction between
biology and society is in the realm of the determination of personality
through heredity. This is because determination of genetic mechanisms for
various kinds of behavior may mean vast changes in social
organization[1] If "criminal" (deviant, violent, or antisocial,
depending on the commentator) behavior turns out to be inherited, then
that might mean definite changes in the way society views such things as
recidivism and rehabilitation, the detection and capture of criminals,
and the notions of criminal responsibility and recompensation to victims.
Likewise, if addiction (or 'addictive personality') is inheritable (which
there is some evidence for), then treating alcoholism or drug addiction
may require different techniques - though we must wonder whether
addiction is a purely biological need or if some of the physiological
feelings of withdrawal are 'psychosomatic' in origin. Genetic bases for
all kinds of behaviors - eating disorders, mental illness, homosexuality,
biological rhythms ("morning" vs. "evening" people), and intelligence -
have been posited. If any could be proven conclusively, then incredible
consequences might follow; sociobiology has provided the evolutionary
rationales but not the mechanisms for the biological basis of such
traits.
Introduction: The 'biosocial' theory of creativity
The most interesting theory to appear in this realm of inquiry
might be called the "biosocial theory of creativity". Basically, this
theory suggests that creativity is genetic, and thus, geniuses are
indeed born, not made. It is a complex theory, though, which involves a
complex syllogism of premises, each of which is inherently controversial,
though not unsupported. It relies on many cultural premises which should
not be unfamiliar to those who are familiar with creative people. Looking
at these premises shows a rough outline of what the theory predicts.
An outline of the 'biosocial' theory's premises
- There is a link between madness and
creativity. Everyone knows examples of creative people
(Nietzsche, Van Gogh, etc.) who later went crazy, and crazy people who
produce amazing creative works as part of their therapy. (Mental health
professionals who have realized this often display the artwork of their
psychotic patients, which is of profound depth and quality.) Much art
(Hieronymous Bosch, surrealism, Dadaism, Edvard Munch, and other parts of
the avant-garde) seems to be the work of madmen. This premise has been
criticized by Rothenberg and others who believe that creative people are
very stable and normal, although they may occasionally use unusual modes
of thinking (which he calls 'translogical' rather than 'irrational.')
Others propose the deprivation/compensation hypothesis: the
'suffering/starving' artist creates to compensate for his lack and his
suffering through the act of creation. While such suffering is usually
socioeconomic, it may also be a result of illness, one kind of which
could be mental illness. From this point of view, mental illness is only
indirectly connected to creative ability; other forms of illness
(Beethoven's deafness, Frieda Kahlo's pain, etc.) are impetuses as well.
- Creativity is a special form of madness.
According to the theory, creativity is either a strategy or form of
sublimation to deal with madness, or a modified form of madness which is
benign. This idea is expressed by C.G. Jung when he tells James Joyce
about his sister in a mental asylum: "She has drowned in the same river
from which you draw your sustenance." R.D. Laing has often taken an
opposite position, which is that madness is merely creativity thwarted by
society. From the viewpoint of Laing, Thomas Szasz, and Foucault,
"madness" is a label created by society in order to imprison its
visionaries. It is "manufactured," often to lock up critics of repressive
regimes, because creative people can be dangerous to bureaucratic
control.
- Madness results from neuropathology. The
next assumption of the theory is that madness is the result of defective
brains: brains which have unusual EEG readings, an unbalanced
neurochemistry, abnormal brain structures, or unsual hemisphere
lateralization. The critiques of this step in the theory are numerous.
It excludes non-biological, that is, social (family/developmental,
socioeconomic, etc.) and personal (i.e. life crises, shock, trauma, etc.)
factors in the genesis of psychopathology. It also excludes the
possibility that the manifestation and progress of madness may be shaped
by cultural factors, as well as its recognition and description by the
culture in which it occurs. But, as psychology has moved from
psychoanalytic to biochemical explanations of disorders, this is not
uncharacteristic for the field. Of course, the problem here is also
whether madness is really a form of sickness; according to C.G. Jung, it
is a declaration of the search for the Self and the beginning of psychic
individuation: the role of analyst is as guide, not therapist.
- Neuropathology is inherited. According to
this premise, such abnormal brains are the results of peculiar genes:
they are genetically determined and inheritable. Needless to say,
multiple critiques are possible here as well. Neuropathology, which is
common, can result from all sorts of brain trauma: concussions,
infectious diseases, toxins in the environment (such as aluminum, which
causes Parkinsons'), and conditions in the womb. Further, all sorts of
environmental factors - nutrition, drug use, atrophy - can affect the
physiology of the brain. These must be excluded in order to have a purely
genetic explanation for neuropathology.
'Scientific' conclusions of the theory
If we can accept all these questionable premises, that
creative people are basically 'sick' because they have inherited
defective brains which make them think in crazy ways, then we have the
outline of the 'biosocial theory of creativity': some of us are born to
be more creative than others, which is what we suggest through the use of
the label "gifted," anyway. The use of "genius", according to the theory,
is still mediated by social factors - the creative person may never be
brought to the proper outlets for his creativity, which is why many
deviants (gang members, etc.) turn out to be highly creative people. But
his potential is dependent on biologically discoverable traits, and from
this biological viewpoint, other questions might logically follow. Are
men more creative then women? Are some "races" more creative than others?
Are creative people chromosomally different, could they be detected by a
DNA sample? Would this mean that eugenic fostering of creativity might be
desirable?
While this theory may seem scientifically untenable, it has
been proposed in many quarters recently. One of its best expositions has
been in by a prominent neuropsychologist[2]. Timothy Leary has
also given lip service to the idea[3] by suggesting that the
creative explosion of the 1960s was the product of neurological
'mutants,' although he leans toward pointing to environmental (LSD-
taking) factors as creating the needed modifications. Some
sociobiologists (including E.O. Wilson) have begun looking for
evolutionary bases for creativity as a trait promoted by natural
selection: creative thinkers, after all, can devise crafty ways out of
the climate and resource shifts that wipe out their co-species
competitors. As these evolutionists have pointed out, the 'defects' of
creative peoples' brains need not be disadvantageous: every mutation
starts out as an apparent defect, until it becomes an advantage. Those
working within this point of view have looked at brains ranging from
Einstein's to Lenin's to Virginia Woolf's to see if there are
physiological differences. Others, working on sociobiological theories of
creativity, have asked, "Why are there so few creative geniuses if such a
trait does so much to advance the human race?" Some of these
sociobiologists suggest that the human race can only withstand a limited
amount of change or innovation, and for that reason genius may be
selected against , so as to be relatively infrequent[4].
Historical aspects of the theory
Some of the research that lay behind the "biosocial theory"
comes out of one of the first eugenicists, Francis Galton[5].
Galton examined the extended families of prominent geniuses in the arts,
letters, and sciences, and "demonstrated" that mental illness tended to
occur in other branches of their family. The popular culture's notion
that geniuses were crazy certainly received support from the excesses of
many of the Romantic artists of the 19th century, who had their share of
obsessive, manic, and ecstatic behaviors. Further, the "mad scientist" in
literature (such as Shelley's Dr. Frankenstein) often
reinforced the idea that scientists were fairly megalomaniacal and
unstable people. Emile Zola added fuel to the fire by actually inviting
fifteen psychologists to examine him, and not unsurprisingly he agreed
with their conclusion that he was "slightly neurotic." He and other
creative people actually agreed to accept the 'crazy' label, perhaps
because they did not see it as being as much of a stigma as it is seen
today.
In the 20th century, many of the luminaries of the medical and
psychiatric fields continued to see genius as a pathology. Some advocates
of the hypothesis included Havelock Ellis, Arthur Jacobson, Wilhelm
Lange-Eichbaum, and Radaslav A. Tanoff. The majority of these researchers
also saw it as a hereditable physiological condition. After 1949, perhaps
due to the overall decline of eugenic-type thinking after World War II,
much of the research in this vein disappeared from medical journals. The
amazing thing is that it has made a comeback in the 1980s, under the
guise of what I have been calling the "biosocial theory of creativity."
Around 1984, it first starts being called that, perhaps to eliminate the
mention of sickness or heredity on the part of people doing research in
the field.
Sociologists who have looked at this phenomenon have been
surprised. One author[6] declared in 1978 that the "labelling
program" of declaring geniuses to be mentally unhealthy had stopped in
the 1950s. (He feels that this is in part due to changing societal
attitudes toward originality and innovation.) Despite Becker's perceived
moratorium, there have recently been a whole series of articles to look
at genius as an inheritable psychopathology. Prentsky mentions several
studies noting that geniuses tend to have families with large numbers of
"schizoid" members or others with "chronic schizoid-like behavior."
Further, he mentions psychological studies of various geniuses -
including composers (such as Beethoven, Mozart, etc.), scientists
(including Faraday and Newton), and writers (such as Strindberg and
Baudelaire) - and notes that many of these studies claim these figures
had experienced either full-blown chronic schizophrenia or
schizophrenic-like symptoms such as auditory hallucinations, delusions,
paranoia, self-destructive behavior, autism, and "personality
dissociation". A host of others were said to suffer from neurosis,
'character disorders', manic-depression, obsessive-compulsive disorder,
'hypersensitivity', martyr/persecution complexes, 'labile affect',
megalomania, and sexual dysfunction. Nisbet in 1912 linked the pathology
of genius with 40 other symptomatic conditions, including apoplexy, gout,
rheumatism, and scrofula![7]
Becker notes that there are several types of polemics in the
"Mad Genius" literature of 1850-1950. These polemics fall into a few
basic types:
- Genius as disequilibrium. Something about geniuses
is out of balance, or they have some hyperdeveloped faculty which results
in other faculties, such as affect, being weakened.
- Genius as degeneracy. Max Nordau and others claim
the degenerate is evolutionarily regressive, a 'throwback', with
identifiably primitive somatic and cognitive attributes. The genius
belongs to the same class of 'degenerates' as anarchists, prostitutes,
criminals, and lunatics.
- Genius as "neurasthenic" condition. Under this
model, geniuses overwork themselves, and are subject to nervous
exhaustion from the continual tensions they subject themselves to.
- Genius as the product of genetic conflict. This
model sees genius as a necessary result of 'hybridization' and the
'genetic conflict' that results from it.
Ways the theory differs from its antecedents
The 'biosocial' theory of creativity is different from these
earlier theories in two ways. It does suggest that genius, from an
evolutionary/genetic point of view, may be a pathology, abnormality, or
defect (i.e. it is useless from the 'selfish' gene's 'point of view')
since it does not increase fitness, longevity, or reproductive rate. The
rarity of genius demonstrates its abnormality and low usefulness, the
sociobiologists claim. But, unlike earlier theories, it does not see
genius as socially undesirable or dangerous. (This is perhaps due to the
fact that originality and spontaneity are seen as less threatening or
transgressive by society than they have been in previous epochs.)
Therefore, there is a suggestion that the goal of eugenics might be to
encourage genius, not eliminate it from the population. Further, the
'biosocial' theory of creativity is more concerned with examining the
purportively different neurophysiology of geniuses than in looking for
'degenerate' physical characteristics, behavior patterns, racial ancestry
& 'hybridization', or "unbalanced faculties."
Physiological predictions of the theory
The most common theory advanced by those working on the
'biosocial' theory of creativity is that geniuses are
right-hemisphere-dominant individuals. (This would mean that genius
should be found more often in left handers, because your dominant hand is
controlled by the opposite brain hemisphere.) The left-hemisphere, which
is analytic, logical, linear, and calculative, is dominant in most
people, and is where their verbal ability is located. Some people,
according to this theory, have their right hemispheres - which is
analogical, synthetic, spatial, and associative - as dominant, and their
verbal ability is reversed, which makes them more creative. Others think
that "creative" people have neither hemisphere dominant and utilize their
"whole brain" potential. There is little work showing how hemisphere
dominance is inheritable, however, since many studies suggest that
southpaws (left-handers) are less than 25% of the population and that
left-handedness doesn't seem to run in families.
Those who lean even more toward more "demonstrable"
explanations look for abnormal neurological structures. Prentsky mentions
lesions of the amygdala and the hippocampus as causing defects in nervous
system responsivity, and points to evidence suggesting such lesions can
be found in many geniuses' brains. Prentsky theorizes that, like
neurotransmitter deficiencies which cause schizophrenic conditions, such
neurological defects may be genetically determined. Prentsky notes that
most geniuses fall into the population range of individuals with "C-Type"
physiologies: higher incidence of electrodermal skin-conductance
fluctuations, increased levels of ACTH and adrenal cortical steroids, and
higher digital skin temperature. Such "C-type" individuals have an
'overactive' nervous system which does not effectively filter out "noise"
taken in from the environment, and exhausts itself as a result, says
Prentsky. They have low distractibility, strong attentional focus, high
input registration, and high responsiveness, says Prentsky; as far as
psychological personality types, they tend to be introverted, withdrawn,
and moody.
Some other neurophysiologists writing in this vein have
described geniuses as having weak inhibitory processes: in other words,
the neuronal activity of inhibition is limited and therefore they are
less able to "hold back" their crazy ideas and notions. The normal
"filter" of our brains which keeps it from being overloaded from stimuli
or lost in internal thought processes is said to be weakened from this
lack of inhibitory mechanisms[8]. Deficiencies of dopaminergic
neurotransmitters are said to play a role in this condition.
Unfortunately for them, the biochemical mechanisms of neurotransmitter
production and reuptake are poorly understood, and people working in this
area are very far from making genetic explanations of the mechanisms
involved in the process.
Social aspects of the theory
The 'biosocial' theory of creativity, just like biological
models of gender roles, sexual preference, and racial difference, is a
classic example of the interaction of social concerns with 'scientific'
knowledge and the social processes involved in research agendas.
Creativity can, as Szasz and others have noted, be very threatening to
State authority and control[9]; and the spontaneity and
originality of creative people is often seen as a threat to the
traditional and conservative nature of many societies. For that reason,
'scientistic' models of the origin and nature of creativity help to
identify, label, and "essentialize" who creative people are, so they can
be restrained or controlled. If creative people are portrayed as sick or
unhealthy, then the dangerousness of their ideas can be neutralized. The
effort to quantify and locate creativity as a fixed element in people's
makeup is akin to efforts by psychologists to measure other traits such
as intelligence or judgement. And if intelligence is already seen by
psychologists such as Hans Eysenck to be inheritable, it is not
surprising that they apply this logic to genius as well.
Of course, there are models of genius which suggest that it is
not an innate or inherent quality, and that it is just a label which
society selectively applies according to exclusionary, culturally-derived
criteria. People are said to be "geniuses" because they say things which
people want to hear. Under this model of genius, the supposed rarity of
genius is to provide an ideological guarantee for the power of knowledge
elites or experts. The interesting thing about biological models of
genius are that they treat it as a fixed, measurable quantity - present
only in a few people, and some of those people have greater shares than
others - and ignore the possibility that it may be a conferred title
rather than a recognition of ability. The fact is that the term genius
itself changes in history: in the Renaissance, men of genius were noted
for their adherence to the imitiatio-ideal (they were able to
imitate other works of art with great accuracy) whereas in the
Enlightenment the notion of genius came to refer more to rational
ability. Following the Enlightenment - in the Romantic period especially
- genius came to be focused on originality, irrationality, and
transgressiveness. It is during the Romantic period, not unsurprisingly,
that people begin to most strongly associate genius with madness.
However, as Becker notes, when the social norms regarding innovation in
the West change, the aspects of genius that seemed crazy are now
perceived as less threatening.
Due to the "medicalization" of madness as a
neurological/biochemical deficit, and the increased dependence of
psychiatry on seeing mental illnesses as congenital disorders, it is not
unsurprising that genius, so associated with madness in popular culture,
would come to be seen as a form of inheritable neuropathology just like
schizophrenia is. Part of the whole "mad genius" question gets into the
realm of social norms, and how the abnormal comes to be seen as unhealthy
(hence, treatable, or, more bluntly, eradicable.) We know that genius,
like craziness, is an unusual condition, and somewhat unfamiliar to
people, but it is another step to come to see it as a pathology, and a
further step to see it as an inherent biological trait. Part of the
problem is also that our notions of madness, as Michel Foucault notes,
have undergone transformation[10]. Madness was seen as a form of
social benefit, once: no one would dare lock up the "holy fools" because
they were seen as being "touched" by supernatural agencies. Today,
society sees madness as threatening and dangerous, and anybody who seems
crazy needs to be locked up. For Aquinas, or even Schopenhauer, to claim
that genius was a form of madness did not diminish the respect of people
for the power of geniuses, because madness was not seen as socially
destructive.
The fact that there are many types of creativity - artistic,
scientific, literary, dramatic, musical, etc. - makes it seem unlikely
that there is any one inherent trait that confers ability in each area.
Even if there was one trait we could call "creativity," there is no one
'genius gene' to which we can attach its hereditary transmission. The
'biosocial theorists' of creativity suppose that there is a certain
predisposition in certain people to think abnormally (in nonlinear or
alogical ways), and that this predisposition is genetic in nature. In
some people, this biological abnormality results in inability to deal
with reality and results in madness; in others, it produces talent or
genius. Rather than looking at individual life changes and social
processes that might be the source of this ability to transform a
disability into a gift, the 'biosocial theorists' look exclusively for
biological causes. Perhaps the gene is 'muted' by other factors such as
input from the environment. They do not explore at all the developmental
reinforcements, for example, that might help to stimulate genius, etc.
Conclusions
The "biosocial theory of creativity" is an attempt to put a
thesis as old as history into scientific-sounding terms. The word
genius itself derives from the ancient belief that men of genius
had a guardian spirit or daemon ('genio') which whispered in their ear.
Some 19th century psychologists, examining the claim that Socrates had
such a 'daemon', declared him crazy and said he suffered from auditory
hallucinations. The belief that new and bold ideas came to men from the
gods in dreams remains in many of the mystical ideas of genius, which is
why it is often called 'illumination,' 'inspiration,' or 'enlightenment.'
It is also why geniuses are often shown being struck from above by
lightning. In ancient times, when crazy people wandered the streets more
or less freely, madmen and men of genius may have been indistinguishable.
Since the madman had been "touched by G-d," people might listen
attentively for some divine insight or prophetic words: he was a "holy
fool." People found it hard to believe that creative thought could
originate within the minds of people: surely such breakthroughs had to
come from outside, from the beyond. The 'lunatic' got his ideas from the
vapours of the moon, and the 'dark side' of consciousness.
What the 'biosocial theory' of creativity represents, then, is a
rationalization of an old superstition, in many ways. It is an attempt to
portray a very old idea, in modern, scientific-sounding language. What is
very new about it is that it grounds creativity in biological terms: it
is innate, inherent, and inescapable. The social factors in the genesis,
reception, and evaluation of genius are ignored. The idea that genius is
inheritable is another 'modernization' of a folk belief, that creativity
runs in families and reappears in intermittent generations. The
"biosocial theory" of creativity, like many sociobiological theories,
takes a few generalizations and apparent similarities and turns them into
a seemingly scientific theory, based on anecdotal evidence and 'just-so'
thinking. While madness and creativity seem similar at times - maybe even
manifest similar types of behavior - it is not clear that they are the
same condition or even divergent facets of one condition. There are many
geniuses that are quite stable and normal, and many erratic people that
never undertake any monumental or original projects. The lesson one might
learn from the processes of rationalization behind the theory are
important, for many of the most 'rational' ideas of any age are really
just 'rationalized' beliefs from an earlier epoch.
Footnotes
- Hollandsworth, James G., Jr. The Physiology of Psychological
Disorders. , p. 18
- Prentsky, Robert A. Creativity and Psychopathology: A
Neurocognitive Approach.
- Leary, Timothy. Neuropolitique.
- Karlsson, J.L. The Inheritance of Creative Intelligence. , p.
37
- See Galton's book, Hereditary Genius: Its Laws and
Consequences.
- Becker, George A. The Mad Genius Controversy: A Study in the
Sociology of Deviance.
- Nisbet, J.F. The Insanity of Genius, and the General Inequality of
Human Faculty, Physiologically Considered.
- Cooper, J.R., Bloom, F.E., and Roth, R.H. The Biochemical Basis of
Neuropharmacology and Psychology., p. 172
- See in this vein Szasz, Thomas. The Myth of Mental Illness.
- See Foucault, Michel. Madness and Civilization: The Birth of the
Asylum.
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