FIU Libraries Cataloging

Assigning Library of Congress Call Numbers

In this document you will find:

LIBRARY OF CONGRESS CALL NUMBERS

Library of Congress call numbers consist of two principal elements: the class symbol and the author symbol. A decimal point separates the class symbol from the author symbol. In our library this decimal point is omitted on the printed labels that are attached to the pieces. Instead the division is made by putting the author symbol on a separate line.


              Example:   E
                         441
                         D55
                         1990

The class symbols are assigned according to the subject of the book and consist of a letter or letters followed by a numeral or numerals. These numerals are whole numbers. An example of a class symbol: E441. The letter "E" means that the book is about the history of the United States and the numbers "441" indicate that it is about slavery in the United States, general works about slavery. Another example: QC83. "Q" is the symbol for the subject science. The addition of the "C" to the "Q" makes the subject more specific and indicates that this particular book is about Physics. Adding the number "83" to "QC" breaks the subject down even further into Weights and Measures, specifically, general works on the history of Weights and Measures. Thus, each letter or letter combination represents a subject and the whole numbers following the letters represent a further breakdown of that subject into a smaller more specific area. Because of this kind of arrangement library materials on a similar subject are shelved together. Thus, books having to do with science are in one section, books on United States history in another and so on. This makes it possible for the library user to "browse" in each section and find on the shelves other books on the same subject.

Because there are many items dealing with the same subject and having, therefore, the same class symbol, it is usually necessary to look beyond the class symbol in order to shelve or arrange the library materials properly. Thus, within a given particular subject, items are further arranged by author. This is achieved by giving each piece, in addition to its class symbol, an author symbol.

The author symbol, known as a "cutter number" is a single letter of the alphabet, the first letter of the author's last name, followed by numbers or a number representing further letters in the author's last name. For example, in the call number "E441.D55 1990", D55 is the author symbol or cutter number. In the case of the author symbol the numerals used are not to be considered whole numbers. The numbers following the first letter in the author symbol are used decimally. This means that in shelving or arranging numerically by these numbers it is important to think of each individual number as a separate digit with all the lowest digits arranged first. The following examples of class symbols combined with author symbols in a shelving arrangement will, hopefully, make this clear.

               PR                  PR
               53                  53
               S15                 S4
               1993                1993

               PR                  PR
               53                  53
               S22                 S42
               1993                1993

               PR                  PR   
               53                  53
               S35                 S56
               1993                1993

               PR                  PR
               53                  53
               S37                 S567
               1993                1993

               PR                  PR
               53                  53
               S373                S62
               1993                1993

               PR                  PR
               53                  53
               S38                 T35
               1993                1993

There are times when the whole numbers in the class symbol may be followed by a decimal point before the author symbol begins. When arranging or shelving, all whole numbers that are the same come first before the whole numbers that are the same but have the addition of a decimal point. For example:

               E         E              E              E
               185       185.3          185.32         185.4
               S65       S62            S652           S64
               1993      1993           1993           1993

               E         E              E              E                        
               185       185.32         185.32         186
               S77       S62            S75            A64
               1993      1993           1993           1993


Additional symbols identifying a particular work may result in extended author symbols. Arrangement is the same as before, first alphabetically and then numerically. For example:

               QA                  QA             QA
               53                  53             53
               S62                 S62            S82
               1993                B6             A3
                                   1993           1993
               
               QA
               53                  QA
               S62                 53
               A2                  S72
               1993                1993

               QA                  QA
               53                  53
               S62                 S72
               B59                 A3
               1993                1993

               QA                  QA
               53                  53
               S62                 S82
               B598                A25
               1993                1993      


Further identification of a book can be made by the addition to the call number of such designations as copy, part, volume, etc. For example:

               PQ                  PQ             TD
               5983                5983           98
               R65                 R65            B45       
               1991                1991           1993 
               v.1                 v.2            pt.1
                                   c.2            
               PQ                                 TD
               5983                PQ             98
               R65                 5983           B45
               1991                R65            1993
               v.1                 1992           pt.2
               c.2                                supp.1    

                                   PQ
               PQ                  5983
               5983                R65
               R65                 1993
               1991
               v.2  


Books classified in the PZ or juvenile section have letters added to the author number which stand for the title of the book. For example:

                              PZ
                              4
                              M932
                              Po
                              1992

                              PZ
                              4
                              M932
                              Ra
                              1993
These two call numbers represent two different works by the same author.



ALTERNATIVE CLASS NUMBERS AND INCOMPLETE CALL NUMBERS
    1. Bibliographies.

    Library of Congress (LC) assigns to bibliographies a complete call number in class "Z" and an alternative class number representing the subject. In this library bibliographies housed in all the collections, except reference, should keep the "Z" classification, therefore, the alternative class number is ignored and the complete call number assigned by LC is used as is. If the bibliographies are housed in the reference collection, the alternative class number is used, thus, a call number completion, adding cutter number and date as needed, is required. If a bibliography is assigned the call number of a series by LC, two alternative numbers may be provided: (1) for the bibliography classed separately in "Z", and (2) an alternative class number representing the subject. If the alternative class number, for classing separately, is used it requires a cutter number and a date as necessary.

    2.
    Law.

    Because LC schedules for legal works are still being developed, LC assigns "LAW" in the call number field, 050, in the bibliographic records of many legal works. Works classed in those law schedules not yet developed, older works cataloged prior to the completion of an existing schedule, and works with "LAW" in the 050 field are routed to a third level cataloger for formulation of a complete call number.

    3.
    PZ1, PZ3, and PZ4.

    LC used to assign "PZ1", "PZ3", and "PZ4" to collected fiction and individual works of fiction in English, providing an alternative class number for the work as literature also. The alternative class number lacks the title cutter and the date and may also require additional numbers to represent a translation. LC stopped classifying fiction in English in the above mentioned class numbers as of June 30, 1980, therefore, they are no longer assigned to books in any of our collections, mainly because LC no longer uses these numbers. However, all other "PZ" numbers (PZ5+) should be used because they represent strictly juvenile books. For classic authors that could go either way (adult or juvenile, such as Mark Twain) only truly juvenile editions will have a "PZ5+" number; regular editions will have a "PR", "PS", etc. Any questions should be addressed to a cataloger. In short, works with PZ1, 3, or 4 class numbers with or without an alternative class number should be routed to a third level cataloger. Any book classed by LC as PZ5+ is automatically juvenile and goes to the Juvenile Collection.

    4.
    Works in a series classed as a collection (set) by LC.

    If a work classed in a collection (set) by LC is to be classed separately in our library and no alternative class number is provided, as in many older works, the work is assigned to a third level cataloger for formulation of a call number.

    5.
    Works in a series classed separately by LC.

    If a work in a series is classed separately by LC and is to be classed as a collection (set) in our library, there will be no alternative class number provided by LC. Therefore, the work is assigned to a third level cataloger for formulation of a call number.

    6.
    Works not in LC but cataloged by LC.

    Occasionally, LC will provide complete cataloging for a work it does not hold in its collection. This fact is indicated on the bibliographic record by a first indicator "1" in the 050 field (as opposed to a 0). These call numbers are complete and can be used without change.

Alternative class numbers lack the cutter; they classify the subject of the work but do not identify a given work in a unique way (which is the function of the cutter). On DLC |c DLC records alternative class numbers are on the 050 field following the complete class number. The alternative number is identified by the "|a" that precedes it and that separates it from the complete call number. The alternative numbers lack the "|b" that precedes the cutter or the cutter plus date; this is the section that needs to be completed. The cutter number is a letter-number combination usually representing either the title or the author main entry of the work. The cutter is formulated from the first letter of the author's name or the title to be represented followed by a number or combination of numbers derived from the LC cutter table here reproduced. Numbers in the tables are used decimally in a manner that preserves the alphabetical order of names and titles (main entries) within a class. The numbers following the initial letter are usually carried out to two places with a few exceptions as for example, where the subject area is not likely to develop rapidly or the author is not or is not likely to be prolific. Even though the tables should be followed as closely as possible, numbers may vary from those assigned by the tables especially when trying to fit a cutter number into the scheme of our collection.

Translations are assigned the cutter of the original work with numbers added according to the following scheme:

               .x   original work (x represents cutter 
                     assigned to the original language)
               .x13 English translation
               .x14 French translation
               .x15 German translation
               .x16 Italian translation
               .x17 Russian translation
               .x18 Spanish translation
Other languages are fitted in alphabetically but without appropriating existing numbers. For example, a Portuguese translation could be assigned .x165 but preferrably not .x16 or .x17.



ADDING DATES TO MONOGRAPHIC CALL NUMBERS

Until April 1982 the Library of Congress (LC) added a date to a monographic call number just in certain cases, for example, a previous editions. Since 1982, LC decided to simplify its guidelines so that, "The basic rule is to add the date of imprint to all monographs". We follow LC practice as closely as possible.

The following are some variations and exceptions to the above rule:

    1. Congress or conference headings. If present, add the date of the congress or conference found in the heading; otherwise, use the imprint date.

    2. Photocopy or facsimile. Add the date of the original work and the letter "a".

    3. Edition. Use the imprint date. If another edition is received with the same imprint date, use the letter starting with "b".

    4. Corporate authorship. Use the imprint date. If another work by the same corporate body is received use the letters starting with "a".

    5. Class subarranged by date only. If a work is classed in an area that is subarranged by date only, do not add another date to the call number. Instead, add the letter to the date starting with "a".

    6. Class subarranged by date and main entry heading. Although a date appears as part of the classification number, the imprint date should also be added to the call number.

    7. Dates are no longer being added to call numbers of loose-leaf services that are cataloged as such and continuously kept up to date. This is especially the case in class K where the vast majority of such publications class.

    8. Dates are no longer being added to call numbers of legal publications where the final cutter is selected from a span based on dates. For these publications, the date is "built in" to the final cutter and the further addition of a numerical date is r edundant.



Shelf order

Original work Cutter and date .L55 1992 Facsimile or photocopy Cutter and date .L55 1992a of original work with "a". Edition or reprint Cutter and date .L55 1993 Facsimile or photocopy Cutter and date of .L55 1993a of edition edition with "a". Translation Cutter expanded by .L5513 1993 12-19 and date (English translation) Abridgement or Cutter expanded by .L552 1993 condensed version 2 and date Translation of Cutter expanded by .L55213 1993 abridgement or 212-219 and date (English condensed version translation) Selection Cutter expanded by .L5525 1993 25 and date Translation of Cutter expanded by .L552513 1993 selection 2512-2519 and date (English translation) Criticism Cutter expanded by .L553T5 1993 3 or 3-39 and date
In cuttering a translation of a criticism use the translation table.

If a work is a compilation of individual works already published, the compilation is treated as a separate work and is given its own call number. A new or reprinted edition of a compilation is processed according to the above procedures.

Some examples on selecting the appropriate date

    1. If the imprint date of an edition is uncertatin and is bracketed, use the date provided: for example, for [1892?] and [ca. 1892] use 1892 in both cases.

    2. If the imprint date of an edition is uncertain and two dates are bracketed, use the earlier date provided: for example, [1892 or 1893] use 1892, and for [between 1906 and 1912] use 1906.

    3. If the imprint date of and edition cannot be determined beyond the decade or century, use the earliest date of the decade or century plus the letter "z", which places the work after any editions that might have been actually published during that year: for example, for [196-] and [196-?] use 1960z, and for [19--] and [19--?] use 1900z.

    4. If the imprint date of an edition contains a publication and a copyright date, use the date of publication: for example, for 1986, c1984 use 1986.

    5. If the imprint date of an edition contains a date of publication or a copyright date and a printing date, use the date of publication or the copyright date: for example, 1969, 1971 printing use 1969, and for c1970, t.p. 1973 use 1970.

    6. If the imprint date of an edition contains a date of publication that has been corrected, use the corrected date of publication: for example, 1986 [i.e. 1985] use 1985, and for 1986 [i.e. 1985, c1982] use 1985.

    7. If the imprint date of an edition of a multivolume work covers more than one year, for example, 1986-1988, use the earlier date.

    8. If the imprint date of an edition is an open entry, for example, 1986- , use the date provided.


mh 1994