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Page Updated: May 13, 2002

Contents:
  6.20   LIBRARY MATERIALS SELECTION
  6.21   POLICY ON ELECTRONIC LIBRARY RESOURCES AND RESOURCE ACCESS
  6.30   LIBRARY GIFTS
  6.40   LIBRARY CIRCULATION
  6.50   INTERLIBRARY LOAN
  6.60   LIBRARY RESERVE MATERIALS
  6.70   AUDIOVISUAL SECTION
  6.80   LIBRARY INSTRUCTION LABORATORIES
  6.90   SPECIAL COLLECTIONS 

6.20 LIBRARY MATERIALS SELECTION Print this policy only

Effective: February 9, 1998

PURPOSE
To define the policies and procedures that govern the development and maintenance of library collections.

AUTHORITY/SOURCE
Provost and Vice President for Academic Affairs
Florida Board of Education
American Library Association Collection Development Guidelines

POLICY
The University Libraries will, within the resources available, build library collections to meet the instructional and research requirements of students and faculty. At the same time, available resources will be used to serve the needs of the Greater Miami and South Florida areas and to promote greater international understanding as appropriate.

The University Libraries are intended to be working collections of varied resources. The Libraries avoid unnecessary duplication of materials.

The selection of library resources is shared by library staff, faculty, and students, with the Assistant Director for Collection Management in the role of coordinator. Actual allocation of monies for continuing obligations and academic departments are made annually by the Director of University Libraries, with the advice of the Assistant Directors, library department heads, and the Faculty Senate Library Committee. Once allocations for the various funding categories have been set, the Assistant Director for Collection Management has the responsibility for spending the funds accordingly.

The selection of library materials is governed by the Library Collection Policy Statements which are written guides relating the building of library collections to specific University instructional and research needs. These policies are prepared, maintained, and revised by the Assistant Director for Collection Management in consultation with faculty.

PROCEDURE

Faculty requests are sent to the Library Fund Representative in each unit, who coordinates faculty orders. Then, they are submitted to the Assistant Director for Collection Management through inter-office or electronic mail.

Forms used include :
Library Request form (paper or electronic)
Serials Request form
Media Request form (paper or electronic)

6.21 POLICY ON ELECTRONIC LIBRARY RESOURCES AND RESOURCE ACCESS Print this policy only

Effective: February 9, 1998

PURPOSE
To define the policies and procedures that govern the selection of and access to electronic resources.

AUTHORITY/SOURCE
Provost and Vice President for Academic Affairs
Florida Board of Education
American Library Association Collection Development Guidelines

POLICY
1. The content criteria that the FIU Libraries bring to the acquisition of electronic resources are the same as those used in the selection of print items. However, it is recognized that the format of electronic library resources affects access more significantly than is the case with print media and therefore is more likely to affect the acquisitons decision.

2. Other considerations that apply to electronic resources vary. They often include, but are not limited to, the following:

A. Cost, including licensing fee.
B. Number of simultaneous users supported.
C. Reliability of access.
D. Level of skill required of the user.
E. Equipment that is available.
F. Long term utility in view of technological developments.
G. Ability to serve users in multiple locations.
I. Control over continued availability.
J. Searching capability and user friendliness of software.
K. Availability of documentation and technical support, where applicable.

3. The definition of library materials extends to information resources available on the internet; also, to other materials available by remote access where there is some connection to the library -- link to library home page, etc.

Access Policies

1. The library objective for electronic resources is to provide access to multiple information resources from a single work station. The location of the resources should be transparent to the user to the extent possible.

2. Work stations dedicated to a single database may be provided to ensure essential and continuous access to specific information resources or resource categories. One example: LUIS.

3. Access from work stations throughout the University Community and beyond should be considered a routine library service and provided to the extent that financial and technological resources permit.

4. Access to electronic library services will normally be free of charge to the user. However, the Libraries reserve the right to subcontract or recover costs through fees if this is necessary to provide the service. It is recognized that free access to Federal and Florida information is statutorially required.

5. Partnerships will be formed to enhance access to electronic information whenever this is desirable and cost beneficial.

6. For a given information source, highest priority will generally be given to access from within the libraries; secondarily, from other locations on FIU campuses; and third, from locations remote from campuses. It is recognized that special resources and situations may provide reason for exception to this.

7. User license agreements imposed by some electronic resource Vendors may limit access for some databases to current FIU Students, faculty, and staff.

Hardware

1. The libraries will normally pay the incremental cost of obtaining equipment that exceeds current operational requirements as a hedge against further technical progress. The purpose of this is to ensure the ability to make available new and more flexible information resources without having to re-equip.

2. Normally, equipment will be purchased that has good locally-available maintenance support. This will be an important consideration in brand selection.

3. Rather than establish hardware standards, for each acquisition the requirements will be weighed against the state of the art and incremental functionality available for purchase.

4. Normally, the cost of printing out searches will be borne by the user. For those unable to bear the cost of extensive printing out, the ability to download to disc free of charge will be provided as PC's become the normal mode of database access.

Intellectual Freedom
The Library Bill of Rights, supplemented by appropriate, interpretations officially adopted by ALA, applies without reservation to access to and acquisition of electronic library resources in the FIU Libraries.

PROCEDURE
Faculty requests are sent to the Library Fund Representative in each unit, who coordinates faculty order requests. Then, they are submitted to the Assistant Director for Collection Management through inter-office or electronic mail.

Forms used include:
Library request form (paper or electronic)
Serials request

Effective: February 9, 1998

PURPOSE
To provide guidelines concerning the acceptance of gifts of resources or funds to the University Libraries through the FIU Foundation.

AUTHORITY/SOURCE
FIU Foundation
Vice President, University Development
Provost and Vice President for Academic Affairs
 
POLICY
The Libraries encourage, solicit, and administer gifts of resources and funds from a variety of private sources, reserving the right to :

1) accept or reject gifts with or without restricting conditions;
2) discard unwanted portions of a gift pursuant to state regulations; and
3) resources offered with restricting conditions will be accepted only at the discretion of the Director of Libraries.  All gifts become the property of Florida International University Foundation, Inc.

The Libraries shall follow the recommendations of the Association of College and Research Libraries division of the American Library Association relative to the appraisal of gifts of resources:

1) To protect the donor and the University as interested parties, the Libraries will not establish values of gifts of resources for donors. If the donor desires an appraisal, it is his or her responsibility to estimate values or employ the services of an independent consultant. The Libraries will limit assistance in this matter to referral to such sources as auction records, dealers' catalogs, and names of professional booksellers who might be consulted.
2) The acceptance of a gift which has been appraised by the donor or by a disinterested party does not in any way imply endorsement of the appraisal by the Libraries or the FIU Foundation.

PROCEDURE
Regarding donations of funds:

Funds accepted shall be deposited into the Library's account in the FIU Foundation, with appropriate documentation. Such funds shall be expended in accordance with the terms of the gifts.

Regarding donations of books and other library resources:

1) The Libraries will accept all gifts of books and other library materials, provided that there are no conditions attached to the donation. A form relinquishing ownership of the material will be signed by the donor. Offers to donate non-library materials will be referred to the University Foundation.

2) The Gifts Section of the Acquisitions Department handles all the library materials received as donations.

3) Bookplates will be affixed to gift books only in special cases such as in honor of or in memory of an individual. Arrangements may be made for bookplates denoting special donations or endowments. Books that are to be sent to Special Collections shall not be plated or marked in any way.

4) Letters of acknowledgement will be originated in either library and signed by the North Campus Associate Director or the University Park Head of Acquisitions. Letters for gifts of unique quality will be prepared and signed by the Director of Libraries. The Libraries are not able to prepare lists of materials donated but will verify lists prepared by the donor.

Forms used include :
Donation of Library Resources Form
 

   6.40 LIBRARY CIRCULATION Print this policy only

 
Effective: February 9, 1998

PURPOSE
To define policies with regard to access to library resources for students, faculty, staff, alumni, and the general public.

AUTHORITY/SOURCE
Provost and Vice President for Academic Affairs

POLICY
Borrowing policies at Florida International University Libraries are generally restricted to students, faculty, staff, and alumni of Florida International University; and to students, faculty, and staff of other institutions in the State University System and libraries with whom reciprocal borrowing agreements have been established. Active F.I.U. Library Associates have borrowing privileges. Members of the general public are allowed to use library materials only within the library.

FIU students, alumni and emeritus faculty; students, faculty, and staff of the SUS; and authorized members of the general public are permitted to check out library materials for a three week period. FIU graduate students may borrow items for six weeks. FIU faculty and staff are permitted to borrow library materials for a three month period.

Courtesy borrowing privileges may be extended to visiting faculty with the approval of appropriate department chairperson and library staff.

Adjunct faculty have borrowing privileges for the period of their employment with the University. Privileges will be extended with presentation of a valid University ID card, or the form "Request for Library Privileges, North Campus and University Park Libraries, Adjunct Faculty." This form, which must be signed by the Department Chairperson, is available in academic departments or at the Library Circulation Desk. Adjunct faculty can borrow library materials for three months.

Borrowers who wish to renew library materials must return them to the library to be renewed. FIU Faculty and staff may renew materials by returning only the overdue notice with the following exception: materials with a due date that falls within the Spring Semester must be physically returned to the library for renewal.

Periodicals, reference books, and some AV materials normally are not permitted to circulate outside the confines of the library.
 

PROCEDURE
Students, faculty, and staff of Florida International University must present current University photo identification cards at the Circulation Desk. Students, faculty, and staff of other SUS institutions must present current and validated identification from their respective institutions.

Alumni of FIU must present proof of graduation to receive a borrower's card. A member of the general public who wishes to become a Library Associate will be issued a borrower's card and provided with a set of instructions outlining the rights and privileges of membership.

Detailed access policies and procedures are found in the following:
Library Circulation Policies for Faculty & Staff
Library Circulation Policies for FIU Students
Library Circulation Policies for Consortium and Non-Affiliated Borrowers
What You Should Know as a Library Associate
SEFLIN Access Rules

Forms used include:
Library Card Application form
SEFLIN Application for Library Card
Request for Library Privileges, North Campus and University Park Libraries, Adjunct Faculty

 6.50 INTERLIBRARY LOAN Print this policy only

Effective: Febraury 9, 1998

PURPOSE
To outline the policies and procedures that govern providing information and research materials not part of the regular collection to faculty, staff, and students.

AUTHORITY/SOURCE
Provost and Vice President for Academic Affairs
American Library Association Interlibrary Loan Code
U.S. Copyright Law and Fair Use Guidelines

POLICY
Interlibrary Loan service provides a means of accessing materials which are not available in the FIU Libraries. The FIU Libraries are obligated to conform to the National Interlibrary Loan Code, the U.S. Copyright Law, and other restrictions imposed by lending libraries and document suppliers.

Interlibrary loan services are available to FIU faculty, staff and currently enrolled students.

Most materials available for circulation in the lending libraries are also available for interlibrary loan. However, there are some materials which may be difficult to borrow. These include: reference books, rare books and manuscripts, audiovisual resources, and music scores. Inexpensive items which may be easily purchased and materials for which there is likely to be a recurring demand are usually not available for borrowing.

Many libraries do not assess fees for the loan of materials. Also, most libraries do not lend periodicals but send photocopies of the articles requested for which there may be a charge. Depending upon the circumstances, these charges may be passed along to the borrower. The time involved in receiving materials is dependent upon the availability of the material, the location of the lending library, the accuracy of the citation and the method of shipment. Materials should be ordered as soon as the need is realized so that sufficient time is available for processing and shipping.

Lending libraries sometimes place restrictions on the use of materials (e.g., short-term loan, no renewal, in library use only, etc.). Failure to follow the restrictions may jeopardize the FIU Libraries' borrowing relationship with other libraries. Interlibrary Loan reserves the right to deny interlibrary loan service to patrons who fail to abide by the restrictions.

Materials owned by FIU Libraries are normally not requested from another library.

PROCEDURE
To place an interlibrary loan request, complete the Interlibrary Loan Request form. Use one form per item. Treat multiple articles from the same journal as separate requests.

Read and sign the notice on the form concerning copyright restrictions.
 
Depending upon the workload, multiple requests from the same person may be processed at the rate of five per day.

Requests may not be submitted by telephone.
 Forms used include:
Interlibrary Loan Request form
(available in print and electronically)

 6.60 LIBRARY RESERVE MATERIALS  Print this policy only

Effective: February 9, 1998
 
PURPOSE
To establish policies and procedures with regard to compilation, maintenance, and use of the library reserve collection.

AUTHORITY/SOURCE
Provost and Vice President for Academic Affairs
Faculty Guide to Library Reserve Collection Policies
U.S. Copyright Law and Fair Use Guidelines

POLICY
The University Libraries maintain a closed stack collection of assigned reading materials requested by faculty which directly support classroom instruction. These materials, for the most part, are restricted to in-library use with limited loan periods.

The Libraries will provide books for reserve from the existing collection or by purchase, and will accept personal materials from faculty. The Libraries do not accept responsibility for the loss or damage to personal materials placed on reserve.

Textbooks are not generally purchased for reserve use.

Materials usually not accepted for reserve are: complete issues of periodicals, special collection and archival materials, non-print media, and materials bearing the ownership marking of another library.

It is the responsibility of the person placing reproductions of copyrighted materials on reserve to secure copyright permission when appropriate.

PROCEDURE
Submit a completed Reserve Request Form available at the Reserve Section of the Circulation Department.

Materials which are brought to the Reserve Desk with the reserve request list are usually available within two to three working days.

For materials which are in the general collection, but not readily available, allow at least two weeks for locating and processing.

Allow at least six weeks for materials which must be purchased and processed.

At the end of each semester, a follow-up notice will be sent to the faculty member in order to update the status of the reserved material.

To place a reproduction of copyrighted materials on reserve, the faculty member must supply the photocopied materials, a signed Copyright Certification, and a Copyright Permission Form if required.

The Faculty Guide to Library Reserve Collection Policies provides more detailed procedures for placing materials on reserve.

Forms used include:
Reserve Request form
Copyright Certification form

6.70 AUDIOVISUAL SECTION Print this policy only

Effective: February 9, 1998

PURPOSE
To indicate the role and scope of the Libraries' Audiovisual Section.

AUTHORITY/SOURCE
Provost and Vice President for Academic Affairs
U.S. Copyright Law and Fair Use Guidelines

POLICY
The Audiovisual collection is a resource intended to support the teaching needs of the faculty; to supplement the academic research needs of scholars; and to provide cultural awareness and enrichment for students.

Audiovisual materials are an established means of transmitting, receiving and using information, and are considered simply a different format useful in the library's information dissemination role. The FIU Libraries are committed to providing access to all types of information regardless of format.

It is the policy of the AV Section to conform and adhere to existing U.S. Copyright laws and to maintain the highest possible ethical standards in the use of copyrighted materials for instructional purposes.

PROCEDURE
Services Include :

Circulation - Individuals with a current library card may borrow circulating materials from the collection. The loan period and quantity varies with type of material and patron category.

In-library Use - Some materials in the collection are designated for in-library use only. These materials may also be scheduled for classroom use, but do not circulate to individuals.

Intercampus Loan - The collections of the Audiovisual Sections on both campuses are treated as one. Differences are dependent on programs unique to each campus. An intercampus shuttle transfers AV materials on a daily basis for in-library use, classroom, or personal checkout.

Classroom Use - Classroom showings are arranged through the AV section of the campus where the class is being held, regardless of which campus holds the material.

Reserve AV - Faculty may place materials on reserve for student use within the library. A form declaring compliance with the U.S. Copyright Law must be signed when personal materials are placed on reserve.

Computer Center - The microcomputer center accepts reservations up to one week in advance. Reservations are accepted on a first-come, first-served basis.

Detailed procedures for the above services are available in the Audio-Visual Library.

Forms used include:
AV Materials Reserve Request form
Copyright Certification form
Intercampus Loan Request form
Faculty Request for AV Materials form
  

6.80 LIBRARY INSTRUCTION LABORATORIES Print this policy only

Effective: February 9, 1998

PURPOSE
To define access to library instruction laboratories.
 

AUTHORITY/SOURCE
Provost and Vice President for Academic Affairs
 

POLICY
The primary function of the Library Instruction Laboratories is to teach the University community how to access electronic information. Library Instruction will take precedence over any other uses of the lab. When instructional sessions are not scheduled, the lab will be available for individual students, staff, and faculty to conduct independent research.

Faculty should schedule training sessions for their classes with the team of Library Instruction Librarians. Due to limited lab space, scheduling the Library Instruction Laboratories for alternative uses should be coordinated with the Director of Libraries.

In order to provide an environment conducive to research and instruction, unsupervised minors under sixteen years of age will not be admitted to the Library instruction laboratories. Exceptions will be made for minors who are currently enrolled as FIU students.
 
PROCEDURE
For scheduling contact the Library Instruction Librarians.
 
 

6.90 SPECIAL COLLECTIONS Print this policy only

Effective: February 9, 1998

PURPOSE 9
To support the University's curriculum by housing separately in the Department of Special Collections those items determined to be unusual enough to require special control.

AUTHORITY/SOURCE
Provost and Vice President for Academic Affairs
U.S. Copyright Law and Fair Use Guidelines

POLICY
The items in the Special Collections Department do not circulate beyond the confines of this department. They may be used for in-house library displays and teaching functions conducted with the library. It is the responsibility of the staff of this department to see that these items are protected, organized circulated, and displayed in a responsible, scholarly manner; and that a reasonable compromise between use and preservation be achieved and observed at all times. This policy is designed to meet the needs of the library by providing flexible guidelines which rely on the exercise of bibliographic expertise and good taste to complement the Department's primary purpose.

Special Collections will house those items in the Library's collection which are unique or rare, books of value because of early imprint date, irreplaceable items, books of aesthetic importance with fine printing, illustrations, fine portfolios or loose plates, or fine binding, and selected unique example of books best described as collectible. Other works which may not be rare or particularly unique may be designated as Special Collections if they are of a fragile or unusual physical format, difficult to handle in the general collection, have subject matter or illustrations which may make them subject to theft or mutilation, have such a high monetary value as to warrant closed stack protection, or have a format that precludes housing elsewhere.

PROCEDURE
Acquisitions

Gifts - Gifts to special collections are always welcome and are to be encouraged. These may originate from a variety of sources - the Administrative Offices of the University, the Alumni Office, faculty, friends, groups, businesses, alumni, students, etc. - but they must be appropriate to the University and be unencumbered gifts.

Individual and small gifts - book(s), manuscript(s), etc - can be accepted informally as long as they are appropriate to the University's needs. All gifts of significance will be acknowledged by the Director of Libraries.

Larger, important gift collections must be reviewed by the Director of Libraries, the Special Collections Librarian, the Collections Development Librarian and by those faculty and administrators who would be appropriately involved in a particular collection's acquisition. It is not mandatory for all these individuals to participate in the receipt by the University of each large gift. Appropriate individuals will be contacted on an ad hoc basis. This will be determined by the Director of Libraries and the Special Collections Librarian when such a situation arises.

Factors affecting acceptance of gifts include: suitability, size, stipulations of the gift, research potential, exhibition value, and publicity value. The relationship of the donor to the University is also an important factor when considering the acceptance of the gifts.

Purchases - Unless otherwise determined, books valued at over $500 per volume will be sent to the Special Collections Librarian for review. This amount will be reviewed on an annual basis. Also, when staff, librarians, faculty or other campus units recommend the purchase of items that exist in a format which makes the items appropriate for Special Collections these too should be reviewed by the Special Collections Librarian.

Circulation - Special Collections is unique and unlike any other in its circulation policy from the other collections in FIU Libraries. Special collections are housed in closed stacks for protection. Items must be requested by the patron. The staff reserves the right to limit the number of items given to the patron and to determine if the material is suitable for duplication. In order to protect the collection, all patrons are restricted to a reading room and are allowed only a notebook, pencil, and lap top computer when using documents.

     
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For information or comments contact:
Kenneth Johnson
Assistant Vice President, Academic Affairs
PC 529 · Phone (305) 348-2168 · Fax (305) 348-2566

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